Nancy R. Heinen
Business Executive
Apple execs settle shareholder suits for $14 million Tech News on ZDNet...to take an $84 million charge. The defendants included Jobs, former Chief Financial Officer Fred Anderson, former General Counsel Nancy Heinen, Chief Financial Officer Peter Oppenheimer, Chief Operating Officer Timothy Cook, Senior Vice... In this article: Apple, Defendant, Zdnet, Steve Jobs, Corporate governance, Derivative, Waste, and Fred Anderson |
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Forbes.com News | April 25, 2009
Steve Jobs: Nobody Loves Me
...the company's 1,000% stock rise since 2001. SEC lawyers grilled Jobs last year as part of a backdating lawsuit against Nancy R. Heinen, Apple's ex-general counsel and Jobs' longtime colleague. Without admitting anything, she paid $2.2...
In this article: Steve Jobs, Apple, Fred Anderson, E mail, Derivative, Tax, Elevation Partners, Pancreatic cancer, and Hormone
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The Seattle Times | June 04, 2008
Business & Technology Washington Banking stock plunges on deal's collapse Seattle Times Newspaper
...problems last year. Apple CEO Steve Jobs was interviewed by the Securities and Exchange Commission (SEC) as part of the agency's option-backdating lawsuit against the company's former general counsel, Nancy Heinen. The deposition...
In this article: SEC, Alcatel-Lucent, Apple, Intel, Microsoft, Steve Jobs, Nancy Heinen, Boeing, Hawaiian Airlines, and Seattle Times
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Apple's Black Knight
...left the firm in May 2006. In that suit, the SEC alleged that Heinen backdated stock option grants to Apple employees, including Jobs, and falsified records showing Apple's board had approved a grant on Jan. 17. In October 2006, an...
In this article: Apple, Intel, Fred Anderson, Steve Jobs, Nancy Heinen, Advanced Micro Devices, and Qualcomm
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CNN | September 14, 2007
SEC sees Apple backdating as one-woman fraud spree - Legal Pad
...SEC complaint. On January 30 Heinen emailed CEO Jobs and CFO Anderson spreadsheets laying out Apple's stock prices for every day in the month of January, and recommending possible dates on which to retroactively date the grant. In her email to...
In this article: Apple, Steve Jobs, Fred Anderson, Nancy Heinen, Jerome York, Arthur Levinson, Beneficiary, and Cnnmoney.com
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The Register | September 10, 2008
Apple agrees to pay itself $14m • The Register
...and board members. Defendants named in the 14 state and five federal cases include CEO Steve Jobs, former CFO Fred Anderson, former general Counsel Nancy Heinen, current CFO Peter Oppenheimer and others. A derivative lawsuit is...
In this article: Apple, Derivative, Fred Anderson, Nancy Heinen, Plaintiff, Defendants, US Securities And Exchange Commission, Peter Oppenheimer, and Steve Jobs
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bizjournals: Local Business News | September 10, 2008
Report: Apple CEO Jobs, others may pay $14M to settle suits - East Bay Business Times:
...fees. Jobs, CFO Peter Oppenheimer, COO Timothy Cook, former CFO Fred Anderson and former general counsel Nancy Heinen are named in the suits, filed by investors over dates on option grants between 1997 and 2002. In October 2006...
In this article: Steve Jobs, Apple Inc., Fred Anderson, Nancy Heinen, Peter Oppenheimer, and The Wall Street Journal
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Seeking Alpha | April 27, 2009
Steve Jobs Deposition on Options Backdating Scandal
...me. " Jobs has not been a party to the litigation, which the SEC brought against two of his execs, former CFO Fred Anderson and former general counsel and board secretary Nancy Heinen, both of whom are no longer with the co. Related...
In this article: Steve Jobs, Apple, Forbes, Fred Anderson, Nancy Heinen, and Mac OS X
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CNET News.com | April 23, 2009
Report: Apple's Jobs maintained stock-option ignorance
...by the SEC concerning their involvement in the options backdating scandal. SEC investigators interviewed Jobs in March 2008 as part of their case against Heinen. In the deposition, Jobs testified that he requested the 2001 grant later...
In this article: Steve Jobs, Apple, Fred Anderson, Nancy Heinen, CNET News, Freedom of Information Act, Advanced Micro Devices, and Research In Motion
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BusinessWeek Online | September 21, 2007
SEC Subpoenas Jobs On Backdating
...strategy they've had since the start: Nobody did anything wrong at Apple. For Heinen to go after Jobs would only hurt the basic thrust of her own defense. Hesseldahl is a writer for BusinessWeek.com in New York. With Peter Burrows in...
In this article: Apple, Nancy Heinen, Steve Jobs, Fred Anderson, New York, Allegations, and Elevation Partners
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Description from Wikipedia:
Nancy Regina Heinen of Portola Valley, California, was the General Counsel and Secretary for Apple Computer, Inc. (now Apple Inc.) between September 1997 and May 2006. Before Apple, she was the General Counsel at NeXT (NeXT was purchased by Apple in March 1996). Prior to NeXT she worked in the legal department of Tandem Computers and as an associate in several San Francisco Bay Area law firms. Heinen left Apple shortly before the company admitted to irregularities in its handling of executive stock option dating, and retained two criminal lawyers. Neither Heinen nor Apple commented on her departure other than to confirm it.
On April 24 2007, the SEC filed charges alleging that she caused Apple to backdate large option grants and altered corporate records to hide the actions. According to the SEC press release, "Heinen is charged with, among other things, violating the antifraud provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934, lying to Apple's auditors, and violating prohibitions on circumventing internal controls" based on options awarded to Steve Jobs (dated October 19 2001 but allegedly granted in December 2001) and also option grants awarded to top company executives, including Heinen (dated January 17 2001, but allegedly granted in February 2001). The SEC is seeking injunctive relief, disgorgement, and money penalties against Heinen, in addition to an order barring her from serving as an officer or director of a public company.
Apple's former Chief Financial Officer Fred Anderson had already reached a $3.5 million settlement with the SEC in 2007, without admitting or denying its allegations regarding the stock-option backdating at the technology company.
The SEC settlement also bars Heinen from serving as a public company officer or director for five years and bars her from practicing before the SEC for three years.
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