Securities Act of 1933
Legislation
Angry investors rough up Bridgecorp boss...spent the year in and out of courtrooms, facing charges laid against him and fellow director Robert Roest under the Companies Act and Securities Act, including making false statements, which carries a maximum penalty of $200,000 or five years'... In this article: Sunday Star Times, Companies Act, Securities Act, Porsche 911, Auckland, and New Zealand |
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Prime Newswire | 1 day ago
Evolution Fuels Undergoes Strategic Initiatives to Enhance Liquidity of Common Stock and Reward Existing Shareholders
...stock distributed. The current market price of EVLN common stock is $4.00. These dividend shares will be "restricted" as defined in the Securities Act of 1933. Rule 144 allows for the public resale of restricted securities only if certain...
In this article: Safe harbor, Private Securities Litigation Reform Act of 1995, and Securities and Exchange Commission
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Caribbean Casino and Gaming Corp. Negotiating Worldwide Boxing Event
FORWARD-LOOKING STATEMENT This report contains "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E the Securities Exchange Act of 1934, as amended and such...
In this article: Caribbean, Safe harbor, Private Securities Litigation Reform Act of 1995, Securities Exchange Act of 1934, Roberto Duran, and United States
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Centre Daily Times | 4 days ago
Clearwire Announces Pricing of Additional $920 Million of 12 Percent Senior Secured Notes Due 2015, Expanding Note Facility to $2.78 Billion
...notes will be issued in a private offering that is exempt from the registration requirements of the Securities Act of 1933, as amended (the "Securities Act"), to qualified institutional buyers in accordance with Rule 144A and to persons outside...
In this article: Clearwire, Bright House Networks, Sprint Nextel Corporation, Comcast Corporation, Escrow, Nasdaq, and Intel Corporation
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Baron Energy Enters Into Non-Binding Agreement to Acquire Oil and Gas Assets
...Statement This Press Release includes forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Act of 1934. A statement identified by the words "expects," "projects,"...
In this article: Asset, Texas, Joint venture, Natural gas, Hydrocarbon, and Securities and Exchange Commission
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AMD Announces Pricing of Private Offering of $500 Million of Senior Notes
...the tender offer, if any, will be used for general corporate purposes. The new senior notes have not been registered under the Securities Act of 1933, as amended, or applicable state securities laws, and will be offered only to qualified...
In this article: Advanced Micro Devices, Trademark, Fiscal year, Securities Exchange Act of 1934, U.S. Securities and Exchange Commission, NYSE, California, and United States
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Gladstone Commercial Corporation Announces Its Intention to Sell Up to $50 Million in Senior Common Stock
...can be found at www. GladstoneCommercial.com. The Senior Common Stock has not been registered under the Securities Act of 1933, as amended (the "Securities Act"), or applicable state securities laws and may not be offered or sold in the...
In this article: SEC, Fiscal year, Securities Exchange Act of 1934, Jefferies & Company, Inc., and Virginia
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Zions Bancorporation Commences Exchange Offer for Series A Preferred Stock
...of Depositary Shares in reliance upon the exemption from the registration requirements of the Securities Act of 1933, as amended (the "Securities Act"), provided by Section 3(a)(9) of the Securities Act. This press release is not an offer...
In this article: Zions Bancorporation, United States Securities and Exchange Commission, Small Business Administration, S&P 500, Goldman, Sachs & Co., and Salt Lake City
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Kohlberg Capital Corporation Receives Notification of Noncompliance From NASDAQ
...at www.kohlbergcapital.com. This press release contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. The...
In this article: Nasdaq, Securities and Exchange Commission, Fiscal year, Securities Exchange Act of 1934, and Deloitte & Touche LLP
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StoneMor Partners L.P. Announces Pricing of Private $150 Million Debt Offering
...the execution of an amendment to StoneMor's existing senior secured debt obligations. The Notes will not be registered under the Securities Act of 1933 or the securities laws of any state and may not be offered or sold in the United...
In this article: Issuers, Pennsylvania, and United States
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Pressure BioSciences, Inc. Announces the Receipt of Over $1.1 Million From the Initial Tranche of a Private Placement
...per common share. The units were issued in a private placement without registration under the Securities Act of 1933, as amended (the "Securities Act"), in reliance upon the exemption from registration set forth in Rule 506 of...
In this article: Consumables, Revenue, Private Securities Litigation Reform Act of 1995, and United States
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Description from Wikipedia:
Congress enacted the Securities Act of 1933 (the "1933 Act," the "Truth in Securities Act" or the "Federal Securities Act", , enacted 1933-05-27, codified at 15 U.S.C. ยง 77a et seq.), in the aftermath of the stock market crash of 1929 and during the ensuing Great Depression. It is often referred to as the 1933 Act, the '33 Act, or the Securities Act. Legislated pursuant to the interstate commerce clause of the Constitution, it requires that any offer or sale of securities using the means and instrumentalities of interstate commerce be registered pursuant to the 1933 Act, unless an exemption from registration exists under the law. It was the first major federal legislation to regulate the offer and sale of securities. Prior to that time, regulation of securities was chiefly governed by state laws (commonly referred to as blue sky laws). When Congress enacted the 1933 Act, it left in place the patchwork of existing state securities laws to supplement federal laws in part because there were questions as to the constitutionality of federal legislation.
Part of the New Deal, it was drafted by Benjamin V. Cohen, Thomas Corcoran, and James M. Landis; and signed into law by President Franklin D. Roosevelt.
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