NASDAQ

...have independent audit firm review its financials Overstock.com Inc <OSTK.O> said on Friday that it has received a letter from the Nasdaq Stock Market informing the online retailer it violated a market listing rule by making an unaudited...

In this article: Overstock.com, Sarbanes-Oxley Act, and U.S. Securities and Exchange Commission

* Shares start at $13.05 on Nasdaq, 0.3 pct above IPO * Shares flat in early trade, at $13 same as IPO price Global Defense Technology & Systems Inc <GTEC.O> shares hovered near their initial public offering price on Friday in their...

In this article: Revenue, Raymond James, Cowen and Co, Stifel Nicolaus, and U.S. Department of Defense

* Archipelago Learning starts trade on Nasdaq at $19 * Shares later at $18.50, up 12.1 pct Private equity-backed Archipelago Learning Inc's <ARCL.O> shares rose in their first trading session following the company's initial public...

In this article: Revenue, Providence Equity Partners, Bank of America Merrill Lynch, and Dallas

Under the NASDAQ Listing Rules, the Company has 60 calendar days, or until January 19, 2010, to submit to NASDAQ a plan to regain compliance with NASDAQ Listing Rule 5250(c)(1). If the NASDAQ Stock Market staff accepts the plan, the NASDAQ...

In this article: Securities and Exchange Commission, Securities Act of 1933, Fiscal year, Securities Exchange Act of 1934, and Deloitte & Touche LLP

...as practicable. Pursuant to Nasdaq rules, the Company has until January 12, 2010 to submit a plan to the Nasdaq staff to regain compliance with Nasdaq's filing requirement. The Company will endeavor to become current in its reporting...

In this article: TechTarget, Trademark, Safe harbor, All rights reserved, Revenue, Private Securities Litigation Reform Act of 1995, EMC, Symantec, and SAP

...no effect on the current listing status of the common shares. XOMA management is working with the NASDAQ staff and the investor to address the NASDAQ staff's concerns and take any required corrective action. In the event the company is...

In this article: Type 2 diabetes, Cardiovascular disease, Botulinum toxin, and California

* Shares start on Nasdaq at $16.80, a 34.4 pct premium * Shares rise as much as 40 pct * IPO on Tuesday raised $156.5 mln, priced above range Shares of network security provider Fortinet Inc <FTNT.O> soared in their debut on the Nasdaq...

In this article: Redpoint Ventures, Venture capital, Thomson Reuters, and Morgan Stanley

...its application to transfer the listing of its common stock from The Nasdaq Global Market to The Nasdaq Capital Market has been approved by Nasdaq. This transfer will be effective at the opening of business on Friday, November 20, 2009, and...

In this article: Peptide, Corporate governance, Keloid, Revascularization, Cholesterol, Acetate, and Myocardial infarction

Now, after the resignation of Gary Parsons as chairman and director, independent directors under the Nasdaq rules now constitute a majority of the company's board, Sirius said. Parsons founded XM Satellite Radio and was its chairman...

In this article: Sirius XM Radio Inc., Gary Parsons, XM Satellite Radio, and NEW YORK

...of the designated H1N1 flu vaccine producers in China, to transfer its American Exchange-listed shares to the Nasdaq from next week. Nasdaq's competitiveness has caught the eye of investors. While the exchange reported last week its...

In this article: China, United States, NYSE Euronext, Beijing, Minneapolis and St. Louis, Shanghai Stock Exchange, American Exchange, and Cnooc Ltd