U.S. Securities and Exchange Commission
Government Agency
Apple's Black Knight...the job. During Rosenberg's tenure, the Securities and Exchange Commission subpoenaed Apple Chief Executive Steve Jobs in a suit the SEC brought against yet another Apple chief counsel, Nancy Heinen, who left the firm in May 2006. In that... In this article: Apple, Intel, Fred Anderson, Steve Jobs, Nancy Heinen, Advanced Micro Devices, and Qualcomm |
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NY Post: Business | June 30, 2009
WHO'S IN CHARGE?
...details about Jobs' health since his leadership is so closely identified with the company's success. The Securities and Exchange Commission is also reportedly probing Apple's limited disclosure about Jobs, although it has not taken any action.
In this article: Steve Jobs, Apple, Pancreatic cancer, Securities and Exchange Commission, Cancer, and Memphis
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Reuters | June 29, 2009
TIMELINE: Key dates in health saga of Apple's Jobs
...fall 10 percent in after-hours trading. January 21: The U.S. Securities and Exchange Commission is examining Apple's disclosures about Jobs to ensure investors were not mislead, Bloomberg reports. June 8: Apple unveils new iPhone 3GS at...
In this article: Steve Jobs, Apple Inc, Joe Nocera, Cancer, Macworld, Iphone, and Surgery
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The Seattle Times | June 04, 2008
Business & Technology Washington Banking stock plunges on deal's collapse Seattle Times Newspaper
...problems last year. Apple CEO Steve Jobs was interviewed by the Securities and Exchange Commission (SEC) as part of the agency's option-backdating lawsuit against the company's former general counsel, Nancy Heinen. The deposition...
In this article: SEC, Alcatel-Lucent, Apple, Intel, Microsoft, Steve Jobs, Nancy Heinen, Boeing, Hawaiian Airlines, and Seattle Times
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www.washingtonpost.com | September 20, 2007
Source: SEC Subpoenas Apple CEO Jobs
Source: SEC Subpoenas Apple CEO Jobs SAN JOSE, Calif. -- Apple Inc. CEO Steve Jobs has been subpoenaed by the U.S. Securities and Exchange Commission to give a deposition in a stock-options backdating case against Apple's former general...
In this article: Steve Jobs, Apple Inc., Nancy Heinen, Fred Anderson, San Jose, and Allegation
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the INQUIRER | September 01, 2009
SEC investigating possible insider trading at Apple
...in Apple shares. According to writer Dan Dorfman writing in his blog at the Huffington Post, the US Securities and Exchange Commission (SEC) has started pursuing an investigation into highly profitable trading in Apple's securities both...
In this article: Apple, Insider trading, Steve Jobs, Cappuccino, Huffington Post, Iphone, US Securities And Exchange Commission, and US
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Apple shares recover
...of Apple's previous grants. The report also said Apple Chief Executive Steve Jobs had hired his own attorney to deal with inquiries by the U.S. Securities and Exchange Commission and Department of Justice.e Analysts said that the concerns...
In this article: Apple, Steve Jobs, IPod, Chicago, New York, and Nasdaq
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CNN | September 20, 2007
Steve Jobs subpoenaed in backdating case
...former general counsel. September 20 2007: 5:27 PM EDT SAN JOSE, Calif. (AP) -- Apple CEO Steve Jobs has been subpoenaed by the Securities and Exchange Commission to give a deposition in a stock-options backdating case against...
In this article: Steve Jobs, Apple, Nancy Heinen, Fred Anderson, San Jose, Allegation, and Securities and Exchange Commission
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CURRENCY
Apple chief executive Steve Jobs has been subpoenaed by the Securities and Exchange Commission to give a deposition in a civil stock-options backdating case against Apple's former general counsel, said a person familiar with the case. Jobs...
In this article: Supreme Court, Johnson & Johnson, Securities and Exchange Commission, Apple, Steve Jobs, John G. Roberts Jr., Pentagon, and Allegation
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Gawker | July 19, 2009
Obama's Glad Bono Refused To Hug George Bush [Hugsnubbers]
...video. Bono's hugs, punched face: mysterious ways, indeed. Forbes has a cover story on how Steve Jobs got himself in hot water with the SEC over stock options. The magazine is part-owned by former Apple CFO Fred Anderson. More »
In this article: Bono, Barack Obama, George W. Bush, The Edge, Discotheque, Fred Anderson, SEC, Forbes, Apple, and Steve Jobs
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Description from Wikipedia:
The U.S. Securities and Exchange Commission (commonly known as the SEC) is an independent agency of the United States government which holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets. The SEC was created by section 4 of the Securities Exchange Act of 1934 (now codified as 15 U.S.C. § 78d and commonly referred to as the 1934 Act). In addition to the 1934 Act that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes.
The SEC is composed of five commissioners, of which no more than three can be from a single political party. Currently the SEC commissioners are chair Mary Schapiro (D), Kathleen L. Casey (R), Troy A. Paredes (R), Luis A. Aguilar (D) and Elisse B. Walter (D).
- Name:
- U.S. Securities and Exchange Commission
- Headquarters:
- Washington, D.C.
- Founding Date:
- June 06, 1934
- Head:
- Mary Schapiro
- No. of Employees:
- 3,798 (2007)
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