Roth Capital Partners
Financial Services Company and Company
China Integrated Energy, Inc. Announces Closing of Over-Allotment Option...and general corporate purposes. Oppenheimer & Co. acted as sole book-running manager for the offering. Cowen and Company and Roth Capital Partners acted as co-managers for the offering. This press release shall not constitute an offer... In this article: China, Safe harbor, Biodiesel production, U.S. Securities and Exchange Commission, Annual report, Private Securities Litigation Reform Act of 1995, Roth Capital Partners, Cowen and Company, and Oppenheimer & Co. |
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Boston Globe -- Technology stories | November 06, 2009
Canadian GLG Life Tech plans IPO in the US
...to sugar substitutes like Splenda and Equal. Underwriters for the deal will include Canaccord Adams Inc., GMP Securities LP and Roth Capital Partners, LLC. Shares of GLG fell 21 Canadian cents, or 9 percent, to 2.13 Canadian dollars...
In this article: Stevia, US, All rights reserved, Sugar, and Splenda
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PR Newswire: Financial | October 30, 2009
China Integrated Energy, Inc. Announces Pricing of Public Offering of Five Million Shares of Common Stock
...capital and general corporate purposes. Oppenheimer & Co. acted as sole book-running manager for the offering. Cowen and Company and Roth Capital Partners acted as co-managers for the offering. The offering is being made under the...
In this article: U.S. Securities and Exchange Commission, China, Oppenheimer & Co., Safe harbor, Annual report, Biodiesel production, and Private Securities Litigation Reform Act of 1995
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PR Newswire: Technology | October 30, 2009
Overland Storage, Inc. Prices Public Offering of Common Stock
...use the net proceeds from the offering for general corporate purposes, including product development and sales and marketing. Roth Capital Partners, LLC is the sole underwriter for the offering. The shares will be issued pursuant to a...
In this article: Overland Storage, Securities and Exchange Commission, Securities Act of 1933, Nasdaq, and San Diego
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PR Newswire: Financial | October 29, 2009
SkyPeople Fruit Juice Announces NYSE Amex Listing, Common Stock Offering and Reverse Stock Split
...of the Company's common stock. The Company will receive approximately $6.9 million in gross proceeds from the exercise of these warrants. Roth Capital Partners, LLC acted as the lead-manager and Maxim Group LLC acted as co-manager for the...
In this article: NYSE, Email, Apple juice, Securities and Exchange Commission, People's Republic of China, and U.S.
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PR Newswire: Financial | October 26, 2009
China-Biotics, Inc. Announces Closing of Underwriters' Over-Allotment Option
...expanding its retail operations, expanding its products, acquiring additional retail outlets and for general working capital purposes. Roth Capital Partners, LLC, acted as the sole manager of the offering. A copy of the final prospectus...
In this article: Safe harbor, Private Securities Litigation Reform Act of 1995, United States Securities and Exchange Commission, Nasdaq, Newport Beach, CA, and Shanghai
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PR Newswire: Financial | September 29, 2009
China-Biotics, Inc. Prices $69 Million Public Offering of Common Stock
...to use the proceeds to further enhance and develop our business," said Mr. , Chairman and Chief Executive Officer of China-Biotics. Roth Capital Partners, LLC, acted as the sole manager of the offering. In connection with the offering...
In this article: Securities and Exchange Commission, Safe harbor, Private Securities Litigation Reform Act of 1995, and Nasdaq
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Centre Daily Times | September 23, 2009
GSE Systems Raises Additional $2,250,000 From Full Exercise of Over-Allotment Option
...Company intends to use the net proceeds for general working capital purposes and to fund acquisitions and other strategic opportunities. Roth Capital Partners, LLC, acted as the sole underwriter of the offering. This press release does...
In this article: Securities Act of 1933, Securities and Exchange Commission, Maryland, Securities Exchange Act of 1934, Nykoping, and Sykesville, Maryland
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PR Newswire: Aerospace/Defense | September 21, 2009
Flow International Announces Exercise of Common Share Over-Allotment Option
...to use the net proceeds from the offering for the repayment of debt under its credit facility and for general corporate purposes. Roth Capital Partners, LLC acted as the sole underwriter for the offering. The common stock was offered...
In this article: Securities and Exchange Commission, E mail, Nasdaq, and Newport Beach, CA
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PR Newswire: All Releases | September 21, 2009
China Natural Gas, Inc. Announces Full Exercise of Over-Allotment Option
, after deducting underwriting discounts and commissions and the Company's roadshow travel expenses but before other expenses. Roth Capital Partners, LLC acted as the sole book runner for the offering, and Simmons & Company...
In this article: Safe harbor, Joint venture, Liquefied natural gas, Natural gas, U.S. Securities and Exchange Commission, and Annual report
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Centre Daily Times | August 06, 2009
Hudson Technologies, Inc. Completes Sale of 1,470,000 Shares of Common Stock at $1.15 Per Share
Hudson may also, at its discretion, apply the proceeds of the offering to pay down a portion of its revolving credit facility. Roth Capital Partners, LLC, is acting as the placement agent for the offering on a "best efforts" basis. A...
In this article: Securities and Exchange Commission, Safe harbor, Nasdaq, and Pearl River
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More on Roth Capital Partners
Description from Wikipedia:
Roth Capital Partners, LLC, is a full service Investment Banking firm, specializing in the small and micro cap markets. According to its official website, "our award-winning research is the foundation of our firm and key to our understanding of the micro-and small- cap sector. This research when combined with our seasoned institutional sales team and our highly visible investor conferences, creates an unparalleled institutional sponsorship platform for growth companies."
ROTH has raised over $10 billion for small and micro cap public companies and completed over 135 merger, acquisition and advisory assignments. Since year 2000, ROTH has been a leading placement agent for the number of PIPE transactions, raising over $2 billion for our clients. ROTH received top 20 IPO aftermarket performance rankings for six consecutive years from 1994 to 1999.
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- Name:
- Roth Capital Partners, LLC.
- Type:
- Private
- Location:
- California, USA
- Founder:
- Walter Cruttenden
- Founded:
- 1984
- Industry:
- Finance and insurance
- Key People:
- Byron Roth (Chairman and CEO)
- Products:
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- Financial services
- Investment banking
- Revenue:
- US $ 55 million (2007)
- No. of Employees:
- 135 (2007)
- Motto:
- Financing Innovation
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