Nomura Group

Last updated at 1:15 AM on 25th November 2009 Japanese investment bank Nomura has been hit with a GBP1.75million fine after the City Watchdog found a catalogue of 'serious failings' in its risk management systems. The Financial Services...

In this article: Nomura, Financial Services Authority, Risk management, London, Derivative, Hong Kong Stock Exchange, and Tokyo

Nomura has been fined GBP1.75m for poor controls by Britain's Financial Services Authority that came to light after a GBP10.8m mis-marking incident by a trader. Published: 11:52AM GMT 24 Nov 2009 The regulator said the penalty was for...

In this article: Nomura, Derivative, Financial Services Authority, London, Hong Kong, and Britain

...ensure their systems and controls develop at the same rate their business operations grow; if this doesn't happen - as in Nomura's case - they run the risk of having systems that are inadequate for their business. "Financial instruments...

In this article: Nomura, Derivative, Business operations, Financial Services Authority, and London

...were fundamental and systemic and persisted over a prolonged period of time, until they were identified by Nomura in June 2008. Nomura saved itself from a larger penalty by cooperating with the regulator and agreeing to an early...

In this article: Nomura, UK, All rights reserved, Financial Services Authority, London, and Associated Press

...and systemic and persisted over a prolonged period of time, until they were identified by Nomura in June 2008, the FSA said. Nomura received a discount because it cooperated fully and agreed to settle at an early stage.

In this article: Nomura, Derivative, MarketWatch, and London

Dame Clara Furse is set to join the international board of Nomura, the Japanese bank, in a move that will mark her return to the City after leaving the helm of the London Stock Exchange. "Queen Clara", who became one of the best known...

In this article: Nomura, Clara Furse, LSE, Financial Services Authority, London Stock Exchange, British Airways, and Lehman Brothers

...goods retailer Burberry /quotes/comstock/23s!a:brby (UK:BRBY 585.50, -9.00, -1.51%) was downgraded to neutral from buy on Wednesday at Nomura, which said shares look fairly valued. "In our view, Burberry deserves to trade on a premium to...

In this article: Nomura, Adidas, MarketWatch, Madrid, and U.K.

...then, it may ultimately need as much as twice that amount. The Mitsubishi UFJ (MTU) and Mizuho share sales come on the back of Nomura's $5.6 billion capital raising exercise via the placement of new shares in September, and account for a...

In this article: Nomura, Mitsubishi UFJ, Mitsubishi, MFG, NMR, Lehman Brothers, Asia, and Hong Kong

...of Lehman veterans. "Cultural issues are very deep and embedded in Japanese society," Sumino said. "Nomura I think is a little bit different: Nomura has always been seen as a very proactive, aggressive investment bank in Japan and I do...

In this article: Nomura, United States, Revenue, Nomura Holdings, New York, Balance sheet, Standard & Poor's, Lehman Brothers, and Japan

...-- U.K.-listed copper miner Kazakhmys /quotes/comstock/23s!e:kaz (UK:KAZ 1,290, +32.00, +2.54%) was cut to reduce from buy on Monday at Nomura, which cited a possible upward revaluation of the Kazakh tenge, expectations Kazakh taxes may not...

In this article: Nomura, Kazakhmys, Copper, Net present value, Tax, MarketWatch, Madrid, and U.K.