Securities Act of 1933
Legislation
Notice to Investors of Certain ProShares ETF Funds Submission Deadlines by Gilman and Pastor LLP -- DUG, UYG, SDS, FXP, SCO...FXP (NYSE:FXP) and SCO (NYSE:SCO) Funds. The complaints allege, inter alia, that ProShares, as well as others, violated the Securities Act of 1933 by failing to disclose the following risks, inter alia, in the Registration Statement,... In this article: Plaintiff, Corporate governance, Securities Act of 1933, and Boston |
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Prime Newswire | 1 day ago
Kohlberg Capital Corporation Receives Notification of Noncompliance From NASDAQ
...at www.kohlbergcapital.com. This press release contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. The...
In this article: Nasdaq, Securities and Exchange Commission, Fiscal year, Securities Exchange Act of 1934, and Deloitte & Touche LLP
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Flex Fuels Energy, Inc. Third Quarter Filing, Material Discount to Cash
...Act of 1995. The statements in this document may also contain "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Although the Group believes...
In this article: Derivative, Private Securities Litigation Reform Act of 1995, Securities Exchange Act of 1934, and British Columbia
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AMCORE Bank's New Glarus and Belleville Branches Sold to Union Bank & Trust Company
...analysts and others will contain, forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Act of 1934, and the Company intends that such forward-looking statements be...
In this article: Union Bank & Trust Company, Wisconsin, and Brooklyn
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JBI, Inc. Announces Interactive Conference Call Details
...Statements This press release contains statements, which may constitute "forward-looking statements" within the meaning of the Securities Act of 1933 and the Securities Exchange Act of 1934, as amended by the Private Securities...
In this article: Private Securities Litigation Reform Act, Revenue, Securities Exchange Act of 1934, NASA, and United States
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EGPI Firecreek, Inc. Secures $15 Million Financing From Kodiak Capital Group, LLC
Safe Harbor This release contains statements that constitute forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as...
In this article: Vertical integration, New York City, Safe harbor, and Securities Exchange Act of 1934
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StoneMor Partners L.P. Prices Public Offering of 1,275,000 Common Units
...and is not part of the public offering to which this Press Release relates. The senior notes will not be registered under the Securities Act of 1933 or the securities laws of any state and may not be offered or sold in the United...
In this article: SEC, Capital expenditure, Pennsylvania, and United States
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StoneMor Partners L.P. Announces Pricing of Private $150 Million Debt Offering
...the execution of an amendment to StoneMor's existing senior secured debt obligations. The Notes will not be registered under the Securities Act of 1933 or the securities laws of any state and may not be offered or sold in the United...
In this article: Issuers, Pennsylvania, and United States
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Pressure BioSciences, Inc. Announces the Receipt of Over $1.1 Million From the Initial Tranche of a Private Placement
...per common share. The units were issued in a private placement without registration under the Securities Act of 1933, as amended (the "Securities Act"), in reliance upon the exemption from registration set forth in Rule 506 of...
In this article: Consumables, Revenue, Private Securities Litigation Reform Act of 1995, and United States
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Centre Daily Times | 3 days ago
AMD Announces Private Offering of $500 Million of Senior Notes
...used in the tender offer, if any, will be used for general corporate purposes. The new senior notes have not been registered under the Securities Act of 1933, as amended, or applicable state securities laws, and will be offered only to...
In this article: Advanced Micro Devices, Trademark, NYSE, Fiscal year, Securities Exchange Act of 1934, U.S. Securities and Exchange Commission, California, and United States
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Altra Holdings, Inc. Announces Pricing of $210 Million Note Offering of Senior Secured Notes Due 2016
...Holdings' direct and indirect domestic subsidiaries. The Notes have not been registered under the Securities Act of 1933, as amended (the "Securities Act") or applicable state securities laws and may not be offered or sold in the United...
In this article: Fiscal year, Massachusetts, and United States
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Description from Wikipedia:
Congress enacted the Securities Act of 1933 (the "1933 Act," the "Truth in Securities Act" or the "Federal Securities Act", , enacted 1933-05-27, codified at 15 U.S.C. ยง 77a et seq.), in the aftermath of the stock market crash of 1929 and during the ensuing Great Depression. It is often referred to as the 1933 Act, the '33 Act, or the Securities Act. Legislated pursuant to the interstate commerce clause of the Constitution, it requires that any offer or sale of securities using the means and instrumentalities of interstate commerce be registered pursuant to the 1933 Act, unless an exemption from registration exists under the law. It was the first major federal legislation to regulate the offer and sale of securities. Prior to that time, regulation of securities was chiefly governed by state laws (commonly referred to as blue sky laws). When Congress enacted the 1933 Act, it left in place the patchwork of existing state securities laws to supplement federal laws in part because there were questions as to the constitutionality of federal legislation.
Part of the New Deal, it was drafted by Benjamin V. Cohen, Thomas Corcoran, and James M. Landis; and signed into law by President Franklin D. Roosevelt.
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