Sarbanes-Oxley Act
Legislation
First Savings Financial Group, Inc. Reports Financial Results for the Fiscal Year Ended September 30, 2009...with loan originations. Professional fees increased $304,000 primarily due to operation as a public company, consulting fees related to Sarbanes-Oxley compliance and evaluation of the Bank's current and prospective core processing vendors,... In this article: Fiscal year, Federal Home Loan Bank, Balance sheet, Tax, and Sarbanes-Oxley |
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Centre Daily Times | 2 days ago
Bricsnet Declares Unequivocal Support for Prosecution of Former CEO in Embezzlement Case
...privately held and family-owned holding group. Bricsnet's business was founded in 1986 and helps large corporations improve profits and Sarbanes-Oxley requirements by more effectively managing all aspects of their workplace (including...
In this article: Federal Bureau of Investigation and Sarbanes-Oxley
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USATODAY.com | 3 days ago
CFTC chief Gary Gensler is out to police financial Wild West
...he seemed to go out of his way to signal his break with the world of high finance. He joined the staff of Sen. Paul Sarbanes and helped write the Sarbanes-Oxley law tightening accounting standards in the wake of Enron and WorldCom...
In this article: Gary Gensler, Commodity Futures Trading Commission, Robert Rubin, Treasury Department, Derivative, Goldman Sachs, Financial crisis, and Hillary Clinton
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The Seattle Times | 5 days ago
Analysis: Goodbye to the accounting reforms of 2002
...November 22, 2009 at 12:18 AM Analysis: Goodbye to the accounting reforms of 2002 A Democratic Congress is gutting the landmark Sarbanes-Oxley Act with the apparent approval of the Obama administration. It took just five weeks after...
In this article: Supreme Court, House Financial Services Committee, Financial Accounting Standards Board, Arthur Levitt, John Adler, and Securities and Exchange Commission
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AP Online | 5 days ago
Nasdaq notifies Overstock it violated listing rule
...was not reviewed in accordance with an auditing standard. Nasdaq also told the company its report did not have some certifications required by the Sarbanes-Oxley anti-fraud law. Overstock said it has until Jan. 18 to send Nasdaq its plan to...
In this article: Nasdaq, Sarbanes-Oxley, and Salt Lake City
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Reuters | 5 days ago
UPDATE 1-Overstock.com says gets Nasdaq violation letter
...Nov. 19, also said the retailer's quarterly filing for the period ended Sept. 30 did not contain all the certifications required under the Sarbanes-Oxley Act. Overstock.com said it now has until Jan. 18 to submit a plan to regain compliance...
In this article: Overstock.com, Nasdaq, and U.S. Securities and Exchange Commission
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BusinessWeek Online | November 17, 2009
Payback Time? The SEC Launches a Second 'Clawback' Case
Top News November 17, 2009, 11:26PM EST Without accusing Ian McCarthy of fraud, the Securities & Exchange Commission cites Sarbanes-Oxley to recover money from the CEO of Beazer Homes USA Federal officials are stepping up their use of...
In this article: Securities & Exchange Commission, Beazer Homes USA, CSK Auto, O'Reilly Automotive, Enron, and Worldcom
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Prime Newswire | November 17, 2009
American Software's Board Approves the Quarterly Cash Dividend
...services; the Company's ability to satisfy in a timely manner all SEC required filings and the requirements of Section 404 of the Sarbanes-Oxley Act of 2002 and the rules and regulations adopted under that Section; the challenges and risks...
In this article: American Software, Trademark, Logility, Supply chain management, BP, and Demand Solutions
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PR Newswire: Financial | November 17, 2009
Yayi International Engages Ernst & Young for Assisting the Implementation of Sarbanes-Oxley Act Section 404
...in: Food & Beverages, OTC, SmallCap, Agriculture Yayi International Engages Ernst & Young for Assisting the Implementation of Sarbanes-Oxley Act Section 404 /PRNewswire-Asia-FirstCall/ -- Yayi International Inc. , (OTC Bulletin...
In this article: Ernst & Young, Goat, and Securities and Exchange Commission
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washingtonpost.com | November 16, 2009
SEC staff targets Beazer Homes CEO over bonus pay
...against McCarthy "to collect certain incentive compensation and other amounts allegedly due" under the clawback provision of the Sarbanes-Oxley Act of 2002. The company's filing did not disclose how much compensation is involved, or other...
In this article: Enron, Sarbanes-Oxley Act of 2002, Securities and Exchange Commission, Allegation, and Annual report
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Beazer Homes CEO McCarthy may face civil charges
...the SEC staff recommended action against McCarthy "to collect certain incentive compensation and other amounts allegedly due" under the Sarbanes-Oxley Act of 2002. The company's filing did not disclose how much compensation is involved, or...
In this article: Allegation, Annual report, Sarbanes-Oxley Act of 2002, Securities and Exchange Commission, and Atlanta
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Description from Wikipedia:
The Sarbanes-Oxley Act of 2002 (), also known as the Public Company Accounting Reform and Investor Protection Act of 2002 and commonly called SOX or Sarbox; is a United States federal law enacted on July 30, 2002 in response to a number of major corporate and accounting scandals including those affecting Enron, Tyco International, Adelphia, Peregrine Systems and WorldCom. These scandals, which cost investors billions of dollars when the share prices of the affected companies collapsed, shook public confidence in the nation's securities markets. Named after sponsors Senator Paul Sarbanes (D-MD) and Representative Michael G. Oxley (R-OH), the Act was approved by the House by a vote of 334-90 and by the Senate 99-0. President George W. Bush signed it into law, stating it included "the most far-reaching reforms of American business practices since the time of Franklin D. Roosevelt."
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